Form D · Other Investment Fund
KCAP Lending Fund XIII, LP
Southlake, TX · CIK 0001933604
Offering snapshot reported May 21, 2024 · SEC filing
- Reported sold
- $18.2M Indefinite offering
- Investors reported
- 66 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 12, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$13,429,200 → $18,184,529
- Reported investors51 → 66
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2024 | Amendment | $18,184,529 | $4,755,329vs May 25, 2023 | 66 | SEC filing |
| May 25, 2023 | Amendment | $13,429,200 | $12,979,200vs Jun 15, 2022 | 51 | SEC filing |
| Jun 15, 2022 | Initial | $450,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $625K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-449251
The estimate includes amounts that may be payable in the next 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Nathan Daniel Goad | 5421740 | J. Alden Associates, Inc. · CRD 40002 |
| Stephen Patterson | 7206447 | J. Alden Associates, Inc. · CRD 40002 |
| Robert Schimeneck | 2975085 | J. Alden Associates, Inc. · CRD 40002 |
Source: Form D, filed May 21, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Leigh Archer | Director, Executive |
| Charles Dombek | Director, Executive |
| Tie Lasater | Director, Executive |
| Shiloh Boone Lasater | Director, Executive |
| Mark Mize | Executive |
| David Worley | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Southlake, TX, 76092