Form D · Other Investment Fund
KCAP Fund III Pref Fund LLC
Southlake, TX · CIK 0002058633
Offering snapshot reported Mar 5, 2025 · SEC filing
- Reported sold
- $60K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 26, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 5, 2025 | Initial | $60,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $50K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-539981
The estimate includes amounts which may be payable in the next 12 months
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stephen Patterson | 7206447 | J. Alden Associates, Inc. · CRD 40002 |
Source: Form D, filed Mar 5, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tie Lasater | Executive |
| Shiloh Boone Lasater | Executive |
| David Worley | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1211 South White Chapel Blvd
Southlake, TX, 76092
Southlake, TX, 76092