Form D · Other Investment Fund

KBI DIVIDEND PLUS EMERGING MARKETS FUND, AN INVESTMENT FUND OF KLEINWORT BENSON INVESTORS INVESTMENT TRUST

Dublin, L2 · CIK 0001499347

Offering snapshot reported Dec 23, 2015 · SEC filing

Reported sold
$63.8M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 2, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.9M$63.8MAug 20, 2010: $10,475,190.00Aug 20, 2010Nov 8, 2010: $17,209,816.00Nov 16, 2011: $15,458,454.00Nov 28, 2012: $19,306,367.00Dec 18, 2013: $52,198,823.00Dec 18, 2014: $52,973,390.00Dec 23, 2015: $63,822,502.00Dec 23, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$52,973,390 → $63,822,502
  • Reported investors5 → 6

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2015Amendment$63,822,502$10,849,112vs Dec 18, 20146SEC filing
Dec 18, 2014Amendment$52,973,390$774,567vs Dec 18, 20135SEC filing
Dec 18, 2013Amendment$52,198,823$32,892,456vs Nov 28, 20125SEC filing
Nov 28, 2012Amendment$19,306,367$3,847,913vs Nov 16, 20113SEC filing
Nov 16, 2011Amendment$15,458,454-$1,751,362vs Nov 8, 20103SEC filing
Nov 8, 2010Amendment$17,209,816$6,734,626vs Aug 20, 20103SEC filing
Aug 20, 2010Initial$10,475,190No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$6.41K
Form D file number
021-146739
Cumulative finder's fees for Jeff Gallahue

Source: Form D, filed Dec 23, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wim Allegart Director
George Aylward Director, Executive
John Geoffrey Blake Director, Executive
Sean Michael Hawkshaw Director, Executive
Anna Lena Kamenetsky Wetzel Director
Heinrich Linz Director
Derval Murray Executive
Noel O'halloran Director, Executive
Rudiger Schmid Kuhnhofer Director, Executive
Gerard Solan Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Kleinwort Benson Investors Int'l Ltd 3rd Floor, 2 Harbourmaster Place, Ifsc
Dublin, L2, 1