Form D · Commercial

Kawa RDF Ltd.

Tortola, D8 · CIK 0001692563

Offering snapshot reported Mar 31, 2017 · SEC filing

Reported sold
$5.5M
Offering amount: $5.5M
Investors reported
7
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jun 23, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.75M$5.5MDec 21, 2016: $5,500,000.00Dec 21, 2016Mar 31, 2017: $5,500,000.00Mar 31, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 31, 2017Amendment$5,500,000$0vs Dec 21, 20167SEC filing
Dec 21, 2016Initial$5,500,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-276709
Kawa RDF Manager LLC and its affiliates may receive performance fees based on an investor's gain in its investment in the Issuer.

Source: Form D, filed Mar 31, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KAWA RDF LTD.

Investment adviser: KAWA CAPITAL MANAGEMENT, INC.

Gross asset value
$2.84M
Beneficial owners
7
ADV minimum commitment
$250K

Reported in Form ADV on Aug 13, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ATLAS FUND SERVICES NV WILLEMSTAD, CURACAO, Netherlands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP STAMFORD, Connecticut, United States
Custodian KEYBANK NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No
Custodian MESIROW FINANCIAL, INC. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

KEYBANK NATIONAL ASSOCIATION
LEI HUX2X73FUCYHUVH1BK7

MESIROW FINANCIAL, INC.
SEC 8-28816

Filing source

Form ADV 1559445 · Aug 13, 2021 · Schedule D 7.B.(1), fund 805-4938894519

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Ades Director
Alexandre Saverin Director

Issuer details

Industry: Commercial (See others in industry)

Address:
Commerce House, Wickhams Cay 1
Tortola, D8, VG1110