Form D · Venture Capital Fund
Kardia Capital Partners, LLC
Raleigh, NC · CIK 0001498414
Offering snapshot reported Mar 29, 2011 · SEC filing
- Reported sold
- $1.72M Offering amount: $2M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 28, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,030,000 → $1,715,000
- Reported investors14 → 24
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2011 | Amendment | $1,715,000 | $685,000vs Nov 22, 2010 | 24 | SEC filing |
| Nov 22, 2010 | Amendment | $1,030,000 | $680,000vs Aug 10, 2010 | 14 | SEC filing |
| Aug 10, 2010 | Initial | $350,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $22.7K (estimated)
- Form D file number
- 021-146137
Proceeds from offering used to invest in Mardil, Inc. Received options for common stock of Mardil, Inc. in connection with that investment. No direct compensation received from or in connection with sale sale of Kardia's equity hereunder.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J. Andrew Betts | None | |
| James R. MacGill, Jr. | None |
Source: Form D, filed Mar 29, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Andrew Betts | Director |
| Anthony Bielawski | Director |
| Gary Bowers | Director |
| Malcomb Coley | Director |
| Bill Cozart | Director |
| Pamela Collins Crowthamel | Director |
| Mark Davidson | Director |
| Terry Eleftheriou | Director |
| David E. Gilbreth | Director |
| L. Worth Harris, Iii | Director |
| Rodger L. Holley | Director |
| Ramond H. Johnson, Jr. | Director |
| Mark Kmety | Director |
| James F. Mac Gill, Jr. | Director |
| Benjamin C. Mayo | Director |
| Keith More | Director |
| Larry C. Payson | Director |
| Jose Plaza | Director |
| William Kenan Poole | Director |
| Bradford Roy Pressley | Director |
| Thomas E. Rosellini | Director |
| Alton B. Smith | Director |
| Hal Martin Thompson | Director |
| Robert W. Thorburn Iv | Director |
| James B. Wheless, Jr. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Raleigh, NC, 27608