Form D · Other
Kalytera Therapeutics, Inc.
San Rafael, CA · CIK 0001639643
Offering snapshot reported Sep 24, 2019 · SEC filing
- Reported sold
- $760K Offering amount: $2.41M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $760 Reported outside-investor minimum
- First sale
- Sep 13, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 24, 2019 | Initial | $760,000 | No comparison | 11 | SEC filing |
| Jan 29, 2019 | Initial | $145,000 | No comparison | 3 | SEC filing |
| Jan 29, 2019 | Initial | $450,000 | No comparison | 5 | SEC filing |
| Jan 4, 2018 | Initial | $200,000 | No comparison | 1 | SEC filing |
| Aug 3, 2016 | Initial | $250,750 | No comparison | 4 | SEC filing |
| Apr 24, 2015 | Initial | $100,000 | No comparison | 5 | SEC filing |
| Apr 24, 2015 | Initial | $100,000 | No comparison | 4 | SEC filing |
| Apr 24, 2015 | Initial | $200,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $23.1K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-349524
Estimated amounts are based on CAD$1.3153/USD$1.00 exchange rate on 2019-09-10, when the offering price was set. Total Offering Amount includes aggregate exercise price of USD$1,267,138 in respect of unexercised warrants issued as part of the offering.
The estimated amount is based on CAD$1.3153/USD$1.00 exchange rate PLUS 675,788 common share purchase warrants.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Alere Financial Partners, a division of Cova Capital Partners LLC | 109761 |
Source: Form D, filed Sep 24, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ronald Erickson | Director |
| Robert Farrell | Director, Executive |
| Robin Hutchison | Director |
| Gary Leong | Director |
| Jeff Paley | Director |
| Jeffrey Paley | Director |
| Sari Prutchi Sagiv | Executive |
| Ronen Raviv | Executive |
| Farrell Robert | Director, Executive |
| Victoria Rudman | Executive |
| David Stefansky | Director |
| Seth Yakatan | Director, Executive |
| Moshe Yeshurun | Executive |
| Jerome Zeldis | Director |
Issuer details
Industry: Other (See others in industry)
Address:
4040 Civic Center Drive, Suite 200
San Rafael, CA, 94903
San Rafael, CA, 94903