Form D · Other Investment Fund

Kairos Pegasus Fund S.A.

Luxembourg, N4 · CIK 0001711128

Offering snapshot reported Dec 10, 2019 · SEC filing

Reported sold: $55.2M
Investors reported: 3
Minimum accepted: $125K
First sale: Aug 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$31,405,960 → $55,248,427

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 10, 2019	Amendment	$55,248,427	$23,842,467vs Mar 20, 2019	3	SEC filing
Mar 20, 2019	Amendment	$31,405,960	$0vs Jul 24, 2018	3	SEC filing
Jul 24, 2018	Amendment	$31,405,960	No comparison	2	SEC filing
Jul 24, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-291348

Clarification of Item 11 - The minimum investment amount is the USD equivalent of EUR 125,000.

Source: Form D, filed Dec 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KAIROS PEGASUS FUND S.A.

Investment adviser: KAIROS PARTNERS SGR SPA

Gross asset value: $142M
Beneficial owners: 44
ADV minimum commitment: $143K

Reported in Form ADV on Jul 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNP SECURITIES SERVICES - LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LUXEMBOURG LUXEMBOURG, Luxembourg

Custodian BNP PARIBAS SECURITIES SERVICES, LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Marketer BANK JULIUS BAER & CO LTD ZURICH, Switzerland Related to adviser: Yes

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LUXEMBOURG
PCAOB 2831

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MORGAN STANLEY & CO INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

Filing source

Form ADV 1447431 · Jul 30, 2020 · Schedule D 7.B.(1), fund 805-5720723432

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Christian Alldis	Director
Massimo Paolo Gentili	Director
Sophie Howard	Director
N/A Kairos Investment Management Limited	Promoter
N/A Kairos Partners Sgr S.P.A.	Promoter
Andrew Manduca	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

60 Avenue J.F. Kennedy
Luxembourg, N4, L-1855