Form D · Other Investment Fund

Kainos Capital Partners, L.P.

Dallas, TX · CIK 0001554441

Offering snapshot reported Oct 9, 2013 · SEC filing

Reported sold
$367M
Offering amount: $500M
Investors reported
29
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 21, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 29

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 9, 2013Amendment$367,296,280No comparison29SEC filing
Aug 21, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.61M (estimated)
Finders' fees
$0
Form D file number
021-183014

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Shannon Advisors LLC150305Shannon Advisors LLC · CRD 150305
Elm Capital USA Limited154372Elm Capital USA Limited · CRD 154372

Source: Form D, filed Oct 9, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KAINOS CAPITAL PARTNERS, L.P.

Investment adviser: KAINOS CAPITAL LP

Gross asset value
$4.25M
Beneficial owners
44
ADV minimum commitment
$10M

Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DALLAS, Texas, United States
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1621889 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-6110235754

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sarah A. Bradley Executive
David W. Knickel Executive
William G. Neisel Executive
Andrew S. Rosen Executive
Robert W. Sperry Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2100 Mc Kinney, Suite 1600
Dallas, TX, 75201