Form D · Hedge Fund

KAI Dealer Flow Alpha Gen SP of 4ALTS Platform, SPC

Chicago, IL · CIK 0001879402

Offering snapshot reported Aug 20, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $250K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 20, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-410737

Source: Form D, filed Aug 20, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KAI DEALER FLOW ALPHA GEN SP

Investment adviser: ARB FUND MANAGEMENT LLC

Gross asset value: $799K
Beneficial owners: 8
ADV minimum commitment: $250K

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FORMIDIUM FUND SERVICES DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No

Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO. (CAYMAN)
PCAOB 673

BMO HARRIS BANK NA
LEI 0001526648

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Filing source

Form ADV 2083384 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-4952555909

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Klimek	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

401 W. Superior Street Ste 100
Chicago, IL, 60654