Form D · Other Investment Fund

K9 Ventures, L.P.

Palo Alto, CA · CIK 0001462627

Offering snapshot reported Apr 5, 2010 · SEC filing

Reported sold
$4.75M
Offering amount: $4.75M
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 17, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.38M$4.75MApr 27, 2009: $2,000,000.00Apr 27, 2009Aug 19, 2009: $2,100,000.00Aug 19, 2009Oct 7, 2009: $2,150,000.00Jan 26, 2010: $3,700,000.00Jan 26, 2010Apr 5, 2010: $4,750,000.00Apr 5, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,700,000 → $4,750,000
  • Reported investors14 → 16

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 5, 2010Amendment$4,750,000$1,050,000vs Jan 26, 201016SEC filing
Jan 26, 2010Amendment$3,700,000$1,550,000vs Oct 7, 200914SEC filing
Oct 7, 2009Amendment$2,150,000$150,000vs Apr 27, 200911SEC filing
Aug 19, 2009Amendment$2,100,000$100,000vs Apr 27, 20099SEC filing
Apr 27, 2009Initial$2,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-130507

Source: Form D, filed Apr 5, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K9 VENTURES, LP

Investment adviser: K9 VENTURES, LLC

Gross asset value
$268M
Beneficial owners
17
ADV minimum commitment
$0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 2063793 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1999084731

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Manu Kumar Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
837 Garland Drive
Palo Alto, CA, 94303