Form D · Hedge Fund

K2 Summit Partners LLC

Stamford, CT · CIK 0001318416

Offering snapshot reported Apr 27, 2012 · SEC filing

Reported sold
$79.2M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$144M$288MFeb 15, 2005Apr 27, 2010: $288,292,561.00Apr 27, 2010Apr 27, 2011: $234,283,821.00Apr 27, 2012: $79,177,493.00Apr 27, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$234,283,821 → $79,177,493
  • Reported investors31 → 22

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2012Amendment$79,177,493-$155,106,328vs Apr 27, 201122SEC filing
Apr 27, 2011Amendment$234,283,821-$54,008,740vs Apr 27, 201031SEC filing
Apr 27, 2010Amendment$288,292,561No comparison35SEC filing
Feb 15, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-74171
Minimum investment listed above may be waived by the Manager.

Source: Form D, filed Apr 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 SUMMIT PARTNERS, LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on May 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer HIGHLAND INFORMATION SERVICES, INC. BIRMINGHAM, Alabama, United States Related to adviser: No
Marketer REGIONS BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Marketer STILLPOINT WEALTH MANAGEMENT LLC ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1217074 · May 30, 2018 · Schedule D 7.B.(1), fund 805-5794074337

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bjorn A. Davis Executive
William A. Douglass Executive
John T. Ferguson Executive
John P. Hornbostel Executive
N/A K2 Advisors, Llc Executive
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12 Th Floor
Stamford, CT, 06901