Form D · Hedge Fund

K2 Summit Investors Ltd

Road Town, Tortola, D8 · CIK 0001314674

Offering snapshot reported Sep 28, 2011 · SEC filing

Reported sold
$90.5M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$175M$349MJan 14, 2005Sep 22, 2009: $349,139,338.00Sep 22, 2009Sep 22, 2010: $132,500,000.00Sep 28, 2011: $90,500,000.00Sep 28, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$132,500,000 → $90,500,000
  • Reported investors9 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 28, 2011Amendment$90,500,000-$42,000,000vs Sep 22, 20107SEC filing
Sep 22, 2010Amendment$132,500,000No comparison9SEC filing
Sep 22, 2009Amendment$349,139,338No comparison16SEC filing
May 18, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Jan 14, 2005PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-73027
The "minimum investment" may be waived.

Source: Form D, filed Sep 28, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 SUMMIT INVESTORS, LTD.

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on May 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer HIGHLAND INFORMATION SERVICES, INC. BIRMINGHAM, Alabama, United States Related to adviser: No
Marketer REGIONS BANK BIRMINGHAM, Alabama, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1217074 · May 30, 2018 · Schedule D 7.B.(1), fund 805-2214180839

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William A. Douglass Director
John T. Ferguson Director
N/A K2/D&S Management Co., Llc Executive
David C. Saunders Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Kingston Chambers, Sea Meadow House Blackburne Highway
Road Town, Tortola, D8, 00000