Form D · Hedge Fund

K2 Sierra Long Short Fund LLC

Stamford, CT · CIK 0001514915

Offering snapshot reported Sep 19, 2014 · SEC filing

Reported sold
$8.08M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.09M$8.18MMar 16, 2011: $8,175,000.00Mar 16, 2011Apr 12, 2012: $8,175,000.00Apr 12, 2012Apr 12, 2013: $8,075,000.00Apr 12, 2013Sep 20, 2013: $8,075,000.00Sep 19, 2014: $8,075,000.00Sep 19, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,175,000 → $8,075,000
  • Reported investors6 → 5

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 19, 2014Amendment$8,075,000-$100,000vs Mar 16, 20115SEC filing
Sep 20, 2013Amendment$8,075,000-$100,000vs Mar 16, 20115SEC filing
Apr 12, 2013Amendment$8,075,000-$100,000vs Mar 16, 20115SEC filing
Apr 12, 2012Amendment$8,175,000$0vs Mar 16, 20116SEC filing
Mar 16, 2011Initial$8,175,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156804

Source: Form D, filed Sep 19, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 SIERRA LONG SHORT FUND LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on May 16, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1323748 · May 16, 2019 · Schedule D 7.B.(1), fund 805-4679132550

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bjorn A. Davis Executive
William A. Douglass Executive
John T. Ferguson Executive
John P. Hornbostel Executive
N/A K2 Advisors, L.L.C. Executive
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12 Th Floor
Stamford, CT, 06901