Form D · Hedge Fund

K2 Piton Fund, LLC

Stamford, CT · CIK 0001577128

Offering snapshot reported Jun 22, 2017 · SEC filing

Reported sold: $32.2M
Investors reported: 2
Minimum accepted: $0
First sale: May 10, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$32,334,851 → $32,246,162

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 22, 2017	Amendment	$32,246,162	-$88,689vs May 23, 2016	2	SEC filing
May 23, 2016	Amendment	$32,334,851	$31,534,851vs May 23, 2013	2	SEC filing
May 26, 2015	Amendment	$29,554,851	$28,754,851vs May 23, 2013	2	SEC filing
May 27, 2014	Amendment	$2,604,853	$1,804,853vs May 23, 2013	2	SEC filing
May 23, 2013	Initial	$800,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-196960

Source: Form D, filed Jun 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 PITON FUND, LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value: $2.61M
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Jun 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1522945 · Jun 1, 2021 · Schedule D 7.B.(1), fund 805-2984264905

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bjorn A. Davis	Executive
William A. Douglass	Executive
John P. Hornbostel	Executive
N/A K2 Advisors, L.L.C.	Director
David C. Saunders	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 Atlantic Street, 12 Th Floor
Stamford, CT, 06901