Form D · Hedge Fund

K2 Mauna Kea LLC K2 White Elm Capital Partners Series

Stamford, CT · CIK 0001743150

Offering snapshot reported Jun 13, 2019 · SEC filing

Reported sold
$26.1M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.1M$26.1MJun 8, 2018: $2,764,520.00Jun 8, 2018Jun 13, 2019: $26,120,300.00Jun 13, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,764,520 → $26,120,300
  • Reported investors9 → 15

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 13, 2019Amendment$26,120,300$23,355,780vs Jun 8, 201815SEC filing
Jun 8, 2018Initial$2,764,520No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-314181

Source: Form D, filed Jun 13, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 MAUNA KEA LLC - K2 WHITE ELM CAPITAL PARTNERS SERIES

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$28.5M
Beneficial owners
14
ADV minimum commitment
$1M

Reported in Form ADV on Apr 17, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. SAN MATEO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
CRD 13594 · SEC 8-29504

Filing source

Form ADV 1414614 · Apr 17, 2020 · Schedule D 7.B.(1), fund 805-3356675348

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Benjamin C. Browning Executive
Bjorn A. Davis Executive
Madison S. Gulley Executive
N/A K2 Advisors L.L.C. Promoter
N/A K2/D&S Management Co., L.L.C. Executive
N/A K2 Mauna Kea Llc Executive
David C Saunders Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12th Floor
Stamford, CT, 06901