Form D · Hedge Fund

K2 Ascent LLC - K2 Trian Partners Series

Stamford, CT · CIK 0001743152

Offering snapshot reported Jul 22, 2022 · SEC filing

Reported sold: $41.3M
Investors reported: 19
Minimum accepted: $1M
First sale: Jun 1, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 22, 2022	Amendment	$41,262,784	$0vs Jul 26, 2021	19	SEC filing
Jul 26, 2021	Amendment	$41,262,784	No comparison	Not reported	SEC filing
Jun 15, 2021	Amendment	$41,262,784	$4,375,000vs Jun 15, 2020	19	SEC filing
Jun 15, 2020	Amendment	$36,887,784	$16,227,224vs Jun 13, 2019	17	SEC filing
Jun 13, 2019	Amendment	$20,660,560	$18,650,000vs Jun 8, 2018	15	SEC filing
Jun 8, 2018	Initial	$2,010,560	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-314178

Source: Form D, filed Jul 22, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 ASCENT LLC - K2 TRIAN PARTNERS SERIES

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Aug 27, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer FRANKLIN DISTRIBUTORS, LLC SAN MATEO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

FRANKLIN DISTRIBUTORS, LLC
CRD 109064 · SEC 8-53089

Filing source

Form ADV 1895400 · Aug 27, 2024 · Schedule D 7.B.(1), fund 805-1517750243

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Benjamin C. Browning	Executive
Bjorn A. Davis	Executive
Madison S. Gulley	Executive
N/A K2 Advisors L.L.C.	Promoter
N/A K2 Ascent Llc	Executive
N/A K2/D&S Management Co., L.L.C.	Executive
N/A K2 Mauna Kea Llc	Executive
David Manlowe	Executive
David C Saunders	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 Atlantic Street 12th Floor
Stamford, CT, 06901