Form D · Hedge Fund

K2 Mauna Kea LLC - K2 Kingdon Associates Series

Stamford, CT · CIK 0001741112

Offering snapshot reported Jun 8, 2018 · SEC filing

Reported sold
$8.76M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.38M$8.76MMay 25, 2018: $6,000,000.00May 25, 2018Jun 8, 2018: $8,764,520.00Jun 8, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,000,000 → $8,764,520
  • Reported investors1 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 8, 2018Amendment$8,764,520$2,764,520vs May 25, 201810SEC filing
May 25, 2018Initial$6,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-313281
Minimum investment amount is subject to reduction at the Member Manager's sole discretion.

Source: Form D, filed Jun 8, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 MAUNA KEA LLC - K2 KINGDON ASSOCIATES SERIES

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$18M
Beneficial owners
12
ADV minimum commitment
$1M

Reported in Form ADV on Nov 26, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. SAN MATEO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
CRD 13594 · SEC 8-29504

Filing source

Form ADV 1357223 · Nov 26, 2019 · Schedule D 7.B.(1), fund 805-4939019268

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A K2 Advisors L.L.C. Executive
N/A K2 Advisors, L.L.C. Executive
N/A K2 Mauna Kea Llc Executive
David C Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O K2 Advisors Llc 300 Atlantic Street, 12th Floor
Stamford, CT, 06901-3514