Form D · Hedge Fund

K2 Macro Opportunities Fund, LLC

Stamford, CT · CIK 0001548963

Offering snapshot reported May 15, 2015 · SEC filing

Reported sold
$14.9M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.89M$15.8MMay 15, 2012: $8,655,828.00May 15, 2012May 15, 2013: $13,784,525.00May 15, 2013May 16, 2014: $15,784,525.00May 16, 2014May 15, 2015: $14,914,525.00May 15, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,655,828 → $14,914,525
  • Reported investors1 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2015Amendment$14,914,525$6,258,697vs May 15, 20123SEC filing
May 16, 2014Amendment$15,784,525$7,128,697vs May 15, 20122SEC filing
May 15, 2013Amendment$13,784,525$5,128,697vs May 15, 20122SEC filing
May 15, 2012Initial$8,655,828No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178325
Minimum investment may be waived at the discretion of the Member Manager.

Source: Form D, filed May 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 MACRO OPPORTUNITIES FUND, LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$6.68M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Nov 22, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1051998 · Nov 22, 2016 · Schedule D 7.B.(1), fund 805-5175039699

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bjorn A. Davis Executive
William A. Douglass Executive
John P. Hornbostel Executive
N/A K2 Advisors, L.L.C. Executive
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12 Th Floor
Stamford, CT, 06901