Form D · Hedge Fund

K2 LONG ALPHA FUND LLC

Stamford, CT · CIK 0001357794

Offering snapshot reported Apr 24, 2015 · SEC filing

Reported sold
$15.6M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.99M$18MMar 15, 2006Apr 19, 2010: $17,971,581.00Apr 20, 2011: $12,021,581.00Apr 19, 2012: $13,391,276.00Apr 19, 2013: $15,367,482.00Apr 25, 2014: $15,482,482.00Apr 24, 2015: $15,604,622.00Apr 24, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,021,581 → $15,604,622
  • Reported investors14 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 24, 2015Amendment$15,604,622$3,583,041vs Apr 20, 201111SEC filing
Apr 25, 2014Amendment$15,482,482$3,460,901vs Apr 20, 201110SEC filing
Apr 19, 2013Amendment$15,367,482$3,345,901vs Apr 20, 201111SEC filing
Apr 19, 2012Amendment$13,391,276$1,369,695vs Apr 20, 201111SEC filing
Apr 20, 2011Amendment$12,021,581-$5,950,000vs Apr 19, 201014SEC filing
Apr 19, 2010Amendment$17,971,581No comparison21SEC filing
Mar 15, 2006PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-87710
Minimum investment above may be waived by the Member Manager

Source: Form D, filed Apr 24, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 LONG ALPHA FUND, LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$0
Beneficial owners
11
ADV minimum commitment
$5M

Reported in Form ADV on Nov 22, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1051998 · Nov 22, 2016 · Schedule D 7.B.(1), fund 805-8335176929

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bjorn A. Davis Executive
William A. Douglass Executive
John T. Ferguson Executive
John P. Hornbostel Executive
N/A K2 Advisors, Llc Executive
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12 Th Floor
Stamford, CT, 06901