Form D · Hedge Fund

K2 Institutional Investors II LLC

Stamford, CT · CIK 0001303396

Offering snapshot reported Jun 10, 2009 · SEC filing

Reported sold
$167M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2004
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 10, 2009Amendment$166,649,055No comparison2SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-69412
The minimum investment listed above may be waived at the sole discretion of the Manager.

Source: Form D, filed Jun 10, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 INSTITUTIONAL INVESTORS II, L.L.C.

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$633K
Beneficial owners
1
ADV minimum commitment
$0

Reported in Form ADV on May 16, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. SAN MATEO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
CRD 13594 · SEC 8-29504

Filing source

Form ADV 1323748 · May 16, 2019 · Schedule D 7.B.(1), fund 805-4184886859

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William A. Douglass Executive
John T. Ferguson Executive
N/A K2/D&S Management Co., Llc Director
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic St 12 Th Fl
Stamford, CT, 06901