Form D · Hedge Fund

K2/Highland Overseas Ltd

Road Town, Tortola, D8 · CIK 0001319590

Offering snapshot reported Oct 20, 2015 · SEC filing

Reported sold
$262M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$172M$343MMar 1, 2005Sep 30, 2009: $343,369,655.00Sep 30, 2010: $329,014,655.00Sep 30, 2011: $328,954,655.00Oct 2, 2012: $295,873,555.00Oct 2, 2013: $265,112,355.00Oct 2, 2014: $265,112,355.00Oct 20, 2015: $261,842,355.00Oct 20, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$265,112,355 → $261,842,355
  • Reported investors11 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2015Amendment$261,842,355-$3,270,000vs Oct 2, 20149SEC filing
Oct 2, 2014Amendment$265,112,355-$63,902,300vs Sep 30, 201011SEC filing
Oct 2, 2013Amendment$265,112,355-$63,902,300vs Sep 30, 201011SEC filing
Oct 2, 2012Amendment$295,873,555-$33,141,100vs Sep 30, 201015SEC filing
Sep 30, 2011Amendment$328,954,655-$60,000vs Sep 30, 201018SEC filing
Sep 30, 2010Amendment$329,014,655No comparison19SEC filing
Sep 30, 2009Amendment$343,369,655No comparison21SEC filing
Mar 1, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.58M (estimated)
Finders' fees
$0
Form D file number
021-74608
Minimum investment listed above subject to reduction at the discretion of the Board of Directors of the Issuer

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GS Capital Management LLCNone

Source: Form D, filed Oct 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2/HIGHLAND OVERSEAS LTD.

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on May 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer GS CAPITAL MANAGEMENT, LLC ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

GS CAPITAL MANAGEMENT, LLC
CRD 123110 · SEC 8-65567

Filing source

Form ADV 1217074 · May 30, 2018 · Schedule D 7.B.(1), fund 805-3482540960

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nolan T. Altman Director
Reeve Kelsey Biggers, Jr. Director
Bjorn A. Davis Executive
William A. Douglass Director
Charles D. Perry Director
David S. Sargison Director
William A. Terry Director
Gary P. Watson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Kingston Chambers, Sea Meadow House Road Town
Road Town, Tortola, D8, VG1110