Form D · Hedge Fund

K2 Diversified Fund LP

Stamford, CT · CIK 0001403959

Offering snapshot reported Apr 27, 2012 · SEC filing

Reported sold
$6M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3M$6MApr 27, 2010: $6,000,000.00Apr 27, 2010Apr 27, 2011: $6,000,000.00Apr 27, 2011Apr 27, 2012: $6,000,000.00Apr 27, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors3 → 2

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2012Amendment$6,000,000$0vs Apr 27, 20102SEC filing
Apr 27, 2011Amendment$6,000,000$0vs Apr 27, 20103SEC filing
Apr 27, 2010Amendment$6,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-104865
Minimum investment above may be waived by the General Partner

Source: Form D, filed Apr 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 DIVERSIFIED FUND, LP

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$1.29M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Dec 4, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 770368 · Dec 4, 2013 · Schedule D 7.B.(1), fund 805-6826303125

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bjorn A. Davis Executive
William A. Douglass Executive
John T. Ferguson Executive
N/A K2 Advisors, Llc Executive
David C. Saunders Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street 12 Th Floor
Stamford, CT, 06901