Form D · Hedge Fund

K2 DCC FUND LLC

Oklahoma City, OK · CIK 0001430140

Offering snapshot reported Oct 16, 2012 · SEC filing

Reported sold: $60M
Investors reported: 1
Minimum accepted: $0
First sale: Mar 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 16, 2012	Amendment	$60,000,000	$0vs Oct 12, 2010	1	SEC filing
Oct 7, 2011	Amendment	$60,000,000	$0vs Oct 12, 2010	1	SEC filing
Oct 12, 2010	Amendment	$60,000,000	No comparison	1	SEC filing
Oct 9, 2009	Amendment	$60,000,000	No comparison	1	SEC filing
Mar 14, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $839K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-115994

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Deutsche Bank Securities Inc.	2525

Source: Form D, filed Oct 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 DCC FUND LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value: $1.02M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Jul 10, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 833596 · Jul 10, 2014 · Schedule D 7.B.(1), fund 805-9754808013

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bjorn A Davis	Executive
William A. Douglass	Executive
John T. Ferguson	Executive
John P. Hornbostel	Executive
N/A K2/D&S Management Co., L.L.C.	Executive
David C. Saunders	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Dobson Performance Fund Llc 5001 N. Gaillardia Corporate Place
Oklahoma City, OK, 73142