Form D · Hedge Fund

K2 Credit Opportunities Fund LLC

Stamford, CT · CIK 0001415702

Offering snapshot reported Sep 28, 2011 · SEC filing

Reported sold: $50.9M
Investors reported: 41
Minimum accepted: $1M
First sale: Oct 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 28, 2011	Amendment	$50,850,000	$0vs Sep 22, 2010	41	SEC filing
Sep 22, 2010	Amendment	$50,850,000	No comparison	41	SEC filing
Sep 22, 2009	Amendment	$51,350,000	No comparison	42	SEC filing
Oct 31, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Oct 15, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-109950

Minimum investment above may be waived at the discretion of the investment adviser.

Source: Form D, filed Sep 28, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 CREDIT OPPORTUNITIES FUND, LLC

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Nov 24, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG STAMFORD, Connecticut, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 958637 · Nov 24, 2015 · Schedule D 7.B.(1), fund 805-7380167593

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William A. Douglass	Executive
John T. Ferguson	Executive
N/A K2/D&S Management Co., L.L.C.	Executive
David C. Saunders	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 Atlantic Street 12 Th Floor
Stamford, CT, 06901