Form D · Hedge Fund

K2 Commodities Fund, Ltd.

George Town, E9 · CIK 0001473677

Offering snapshot reported Aug 22, 2016 · SEC filing

Reported sold
$73.1M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$130M$261MJan 8, 2010Jun 6, 2012: $30,000,000.00Jun 6, 2012Jun 6, 2013: $260,550,040.00Jun 13, 2014: $101,934,950.00Jun 13, 2014Aug 25, 2015: $64,269,900.00Aug 22, 2016: $73,134,590.00Aug 22, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 4
  • Minimum accepted$1,000,000 → $5,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 22, 2016Amendment$73,134,590No comparison4SEC filing
Aug 25, 2015Amendment$64,269,900No comparison4SEC filing
Jun 13, 2014Amendment$101,934,950No comparison4SEC filing
Jun 6, 2013Amendment$260,550,040No comparison7SEC filing
Jun 6, 2012Amendment$30,000,000No comparison1SEC filing
Jan 8, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-137591
Minimum Investment amount may be waived at the directors' discretion

Source: Form D, filed Aug 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 COMMODITIES FUND, LTD.

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value
$31.4M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Nov 26, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. SAN MATEO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
CRD 13594 · SEC 8-29504

Filing source

Form ADV 1357223 · Nov 26, 2019 · Schedule D 7.B.(1), fund 805-6638473335

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nolan T. Altman Director
Reeve Kelsey Biggers, Jr. Director
Bjorn A. Davis Executive
William A. Douglass Director
John T. Ferguson Director
John P. Hornbostel Director
David S. Sargison Director
David C. Saunders Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Cayman Corporate Centre 27 Hospital Road
George Town, E9, KY1-9008