Form D · Hedge Fund

K2 Ascent LLC - K2 Engaged Capital Flagship Fund Series

Stamford, CT · CIK 0001768573

Offering snapshot reported Aug 1, 2025 · SEC filing

Reported sold: $43.6M
Investors reported: 11
Minimum accepted: $1M
First sale: Mar 1, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$40,106,272 → $43,644,896

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 1, 2025	Amendment	$43,644,896	$3,538,624vs Aug 1, 2024	11	SEC filing
Aug 1, 2024	Amendment	$40,106,272	$6,750,000vs Jul 24, 2023	11	SEC filing
Jul 24, 2023	Amendment	$33,356,272	$27,501,272vs Nov 27, 2019	10	SEC filing
Jul 22, 2022	Amendment	$31,926,272	$0vs Jul 23, 2021	9	SEC filing
Jul 23, 2021	Amendment	$31,926,272	No comparison	Not reported	SEC filing
Nov 25, 2020	Amendment	$30,026,272	$24,171,272vs Nov 27, 2019	8	SEC filing
Nov 27, 2019	Amendment	$5,855,000	$860,000vs Mar 15, 2019	3	SEC filing
Mar 15, 2019	Initial	$4,995,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-335031

Source: Form D, filed Aug 1, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 ASCENT LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value: $17.3M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on Sep 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer FRANKLIN DISTRIBUTORS, LLC SAN MATEO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

FRANKLIN DISTRIBUTORS, LLC
CRD 109064 · SEC 8-53089

Filing source

Form ADV 2132892 · Sep 16, 2026 · Schedule D 7.B.(1), fund 805-5392276738

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bjorn A. Davis	Executive
Madison S. Gulley	Executive
N/A K2 Advisors L.L.C.	Executive
N/A K2 Ascent Llc	Executive
N/A K2/D&S Management Co., L.L.C.	Executive
N/A K2 Mauna Kea Llc	Executive
Andrew A. Kandiew	Executive
David Manlowe	Executive
Bryan Martoken	Executive
Robin M. Ostlund	Executive
David C. Saunders	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 First Stamford Place 5th Floor
Stamford, CT, 06902