Form D · Hedge Fund

K2 Alternate Strategies (Offshore) Ltd

Stamford, CT · CIK 0001382451

Offering snapshot reported Sep 28, 2012 · SEC filing

Reported sold: $63.5M
Investors reported: 5
Minimum accepted: $250K
First sale: Nov 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$57,500,000 → $63,500,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 28, 2012	Amendment	$63,500,000	$6,000,000vs Sep 22, 2010	5	SEC filing
Sep 28, 2011	Amendment	$63,500,000	$6,000,000vs Sep 22, 2010	5	SEC filing
Sep 22, 2010	Amendment	$57,500,000	No comparison	5	SEC filing
Sep 22, 2009	Amendment	$229,918,920	No comparison	7	SEC filing
May 30, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Jan 23, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Nov 14, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-97002

Minimum investment above may be waived by the Member Manager

Source: Form D, filed Sep 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K2 ALTERNATE STRATEGIES (OFFSHORE), LTD.

Investment adviser: K2/D&S MANAGEMENT CO., L.L.C.

Gross asset value: $3.23M
Beneficial owners: 8
ADV minimum commitment: $250K

Reported in Form ADV on Nov 22, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG STAMFORD, Connecticut, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK AG SINGAPORE BRANCH AND HONG KONG BRANCH SINGAPORE, Singapore Related to adviser: No

Marketer DEUTSCHE BANK NATIONAL TRUST COMPANY. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No

Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 1051998 · Nov 22, 2016 · Schedule D 7.B.(1), fund 805-9962221682

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nolan T. Altman	Director
Bjorn A. Davis	Executive
William A. Douglass	Director
John T. Ferguson	Director
John P. Hornbostel	Director
N/A K2/D&S Management Co., Llc	Director, Promoter
David C. Saunders	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 Atlantic Street 12th Floor
Stamford, CT, 06901