Form D · Manufacturing
K L Allen Winemaking Corp
Bothell, WA · CIK 0001519311
Offering snapshot reported May 2, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $9M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 2, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $200K
- Form D file number
- 021-159137
Private Stock Offering to start on May 2, 2011
Private Stock Offering of KL Allen Winemaking Corporation Series Class AA Convertible Preferred Stocks (restricted securities)
Dean Brown Financial Referral Service finders fee 2% of ($10,000,000)$9,000,000.00 of Private Stock Offering & $1,000,000.00 angel investments. Mr.Brown operates as an independent contractor who has an independent contract with KL Allen Winemaking Corp.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dean Brown | None |
Source: Form D, filed May 2, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Le Roy Allen | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
22833 Bothell Everett Hwy #146
Bothell, WA, 98021
Bothell, WA, 98021