Form D · Other Investment Fund

K India Opportunities Fund Ltd: Kotak IPO Fund

Port Louis, O4 · CIK 0001877000

Offering snapshot reported Dec 13, 2023 · SEC filing

Reported sold
$15.2M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 30, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.6M$15.2MAug 5, 2021: $500,000.00Aug 5, 2021Nov 16, 2022: $12,500,000.00Nov 16, 2022Dec 13, 2023: $15,200,000.00Dec 13, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,500,000 → $15,200,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 13, 2023Amendment$15,200,000$2,700,000vs Nov 16, 20223SEC filing
Nov 16, 2022Amendment$12,500,000$12,000,000vs Aug 5, 20213SEC filing
Aug 5, 2021Initial$500,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$8.82K (estimated)
Finders' fees
$0
Form D file number
021-408886
The above figure represents the total commission earned by Kotak Mahindra Inc as US placement agent for the fund between November 2022 to October 2023.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
KOTAK MAHINDRA INC.47251

Source: Form D, filed Dec 13, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K INDIA OPPORTUNITIES FUND LIMITED (IPO FUND CLASS T)

Investment adviser: KOTAK MAHINDRA (INTERNATIONAL) LIMITED

Gross asset value
$7.11M
Beneficial owners
3
ADV minimum commitment
$100K

Reported in Form ADV on Jun 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ EQ FUND SERVICES (MAURITIUS) LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG EBENE, Mauritius
Custodian KOTAK MAHINDRA BANK LIMITED MUMBAI, India Related to adviser: Yes
Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KOTAK MAHINDRA BANK LIMITED
LEI 335800E6GTTXKHXE2I75

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Filing source

Form ADV 1883620 · Jun 26, 2024 · Schedule D 7.B.(1), fund 805-8670466813

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bhavish Banipersad Director
Chatrasingh Joyram Director
Neeraj Kumar Malhotra Director
Doonaye Sookye Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Iqeq Fund Services (Mauritius) Ltd 33 Edith Cavell Street
Port Louis, O4, 11324