Form D · Other Investment Fund

K INDIA OPPORTUNITIES FUND Ltd (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO)

Port Louis, O4 · CIK 0001722452

Offering snapshot reported Nov 1, 2021 · SEC filing

Reported sold
$1.82M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 13, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.12M$4.23MNov 20, 2017: $3,514,111.00Nov 20, 2017Nov 21, 2017: $3,514,111.00Nov 8, 2018: $4,233,770.00Nov 8, 2019: $3,297,076.00Nov 13, 2019: $3,297,076.00Nov 12, 2020: $579,172.00Nov 1, 2021: $1,820,317.00Nov 1, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,514,111 → $1,820,317

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2021Amendment$1,820,317-$1,693,794vs Nov 20, 20174SEC filing
Nov 12, 2020Amendment$579,172-$2,934,939vs Nov 20, 20175SEC filing
Nov 13, 2019Amendment$3,297,076-$217,035vs Nov 20, 201710SEC filing
Nov 8, 2019Amendment$3,297,076-$217,035vs Nov 20, 201710SEC filing
Nov 8, 2018Amendment$4,233,770$719,659vs Nov 20, 201712SEC filing
Nov 21, 2017Amendment$3,514,111$0vs Nov 20, 20174SEC filing
Nov 20, 2017Initial$3,514,111No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$6.46K
Finders' fees
$0
Form D file number
021-299146
The above figure represents the total sales commissions paid to Kotak Mahindra Inc. as the US distributor between November 2020 and October 2021.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kotak Mahindra Inc.47251

Source: Form D, filed Nov 1, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K INDIA OPPORTUNITIES FUND LIMITED (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO)

Investment adviser: KOTAK MAHINDRA (INTERNATIONAL) LIMITED

Gross asset value
$2.96M
Beneficial owners
24
ADV minimum commitment
$100K

Reported in Form ADV on Jun 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ EQ FUND SERVICES (MAURITIUS) LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG EBENE, Mauritius
Custodian KOTAK MAHINDRA BANK LIMITED MUMBAI, India Related to adviser: Yes
Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KOTAK MAHINDRA BANK LIMITED
LEI 335800E6GTTXKHXE2I75

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Filing source

Form ADV 1883620 · Jun 26, 2024 · Schedule D 7.B.(1), fund 805-7710352982

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Renu Audit Director
Chatrasingh Joyram Director
Sonia Lutchmiah Director
Neeraj Kumar Malhotra Director
Shabniz Panawoolla Jaulim Director
Doonaye Sookye Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Iqeq Fund Services (Mauritius) Ltd 33 Edith Cavell Street
Port Louis, O4, 00000