Form D · Other Investment Fund
Junius CAA US LP
New York, NY · CIK 0001592752
Offering snapshot reported Nov 26, 2013 · SEC filing
- Reported sold
- $44.4M Offering amount: $61M
- Investors reported
- 38 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 14, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 26, 2013 | Initial | $44,362,500 | No comparison | 38 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $314K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-207055
Item 13(a) includes amount offered through Junius CAA LP and Junius CAA Cayman LP. Item 13(c) does not account for amount sold through Junius CAA LP and Junius CAA Cayman LP.
Limited Partner interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 |
Source: Form D, filed Nov 26, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Fraser | Executive |
| David Godbout | Executive |
| Richard Gomel | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
320 Park Avenue
New York, NY, 10022
New York, NY, 10022