Form D · Other Investment Fund

Junius CAA LP

New York, NY · CIK 0001592751

Offering snapshot reported Nov 26, 2013 · SEC filing

Reported sold: $61M
Investors reported: 3
Minimum accepted: $0
First sale: Nov 14, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 26, 2013	Initial	$61,000,000	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-207027

Item 13(a) includes amount offered through Junius CAA US LP and Junius CAA Cayman LP.

Limited Partner interests

Source: Form D, filed Nov 26, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JUNIUS CAA LP

Investment adviser: J.P. MORGAN PRIVATE INVESTMENTS INC.

Gross asset value: $65.2M
Beneficial owners: 51
ADV minimum commitment: $250K

Reported in Form ADV on Oct 9, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PRIVATE EQUITY SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer J.P. MORGAN CHASE BANK N.A. - HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes

Marketer J.P. MORGAN CHASE BANK N.A. - PARIS BRANCH PARIS, France Related to adviser: Yes

Marketer J.P. MORGAN CHASE BANK N.A. - SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes

Marketer J.P. MORGAN INTERNATIONAL BANK LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN (SUISSE) SA GENEVA, Switzerland Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Filing source

Form ADV 1244919 · Oct 9, 2018 · Schedule D 7.B.(1), fund 805-6189349093

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Fraser	Executive
David Godbout	Executive
Richard Gomel	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

320 Park Avenue
New York, NY, 10022