Form D · Other Investment Fund

MANAGED FUTURES LLC

New York, NY · CIK 0001445504

Offering snapshot reported Dec 14, 2018 · SEC filing

Reported sold
$955M
Indefinite offering
Investors reported
720
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$477M$955MOct 10, 2008Feb 2, 2010: $197,075,000.00Nov 23, 2011: $444,089,800.00Dec 4, 2012: $550,444,800.00Dec 5, 2013: $609,073,800.00Dec 15, 2014: $717,658,800.00Dec 15, 2015: $824,020,300.00Dec 15, 2016: $910,974,300.00Dec 14, 2017: $949,834,300.00Dec 14, 2018: $954,598,300.00Dec 14, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$949,834,300 → $954,598,300
  • Reported investors717 → 720

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 14, 2018Amendment$954,598,300$4,764,000vs Dec 14, 2017720SEC filing
Dec 14, 2017Amendment$949,834,300$38,860,000vs Dec 15, 2016717SEC filing
Dec 15, 2016Amendment$910,974,300$86,954,000vs Dec 15, 2015686SEC filing
Dec 15, 2015Amendment$824,020,300$106,361,500vs Dec 15, 2014559SEC filing
Dec 15, 2014Amendment$717,658,800$108,585,000vs Dec 5, 2013451SEC filing
Dec 5, 2013Amendment$609,073,800$58,629,000vs Dec 4, 2012405SEC filing
Dec 4, 2012Amendment$550,444,800$106,355,000vs Nov 23, 2011348SEC filing
Nov 23, 2011Amendment$444,089,800$247,014,800vs Feb 2, 2010259SEC filing
Feb 2, 2010Amendment$197,075,000No comparison127SEC filing
Oct 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Sep 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$5.4M (estimated)
Finders' fees
$0
Form D file number
021-122595
The sales commissions are paid by investors to J.P. Morgan Securities LLC and are not paid by the issuer or paid out of proceeds and reflect amounts paid from the inception of the Fund and estimated through the following year.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC79J.P. Morgan Securities LLC · CRD 79

Source: Form D, filed Dec 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MANAGED FUTURES LLC

Investment adviser: J.P. MORGAN PRIVATE INVESTMENTS INC.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Feb 16, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN CHASE BANK, N.A. (HEDGE FUND SERVICES) BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: Yes
Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No
Marketer J.P. MORGAN BANK LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Related to adviser: Yes
Marketer J.P. MORGAN BANK LUXEMBOURG S.A., FRANKFURT BRANCH FRANKFURT, Germany Related to adviser: Yes
Marketer J.P. MORGAN BANK LUXEMBOURG S.A., LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer J.P. MORGAN BANK LUXEMBOURG S.A., MADRID BRANCH MADRID, Spain Related to adviser: Yes
Marketer J.P. MORGAN BANK LUXEMBOURG S.A., MILAN BRANCH MILAN, Italy Related to adviser: Yes
Marketer JPMORGAN CHASE BANK N.A. - HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes
Marketer JPMORGAN CHASE BANK, N.A. - PARIS BRANCH PARIS, France Related to adviser: Yes
Marketer JPMORGAN CHASE BANK, N.A. - SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Marketer J.P. MORGAN (SUISSE) SA GENEVA, Switzerland Related to adviser: Yes
Prime broker SOCIETE GENERALE NEWEDGE UK LIMITED LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

SOCIETE GENERALE NEWEDGE UK LIMITED
SEC 8-434505

Filing source

Form ADV 1494640 · Feb 16, 2021 · Schedule D 7.B.(1), fund 805-2227985516

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Seth Perry Bernstein Director, Executive
Rose Marie Burke Executive
Michael Chiaravalloti Director
Michael Choi Executive
Margaret Conklin Director, Executive
David Frame Director
Glenn Joseph Hill Director, Executive
Yejoteworq Kassa Director
Jote Kassa Director
Robert Jay Klein Director
Thomas C. Mc Graw Director
Mark Padley Director
Laura Ann Pantaleo Director
Mary Elizabeth Savino Director
Vishal V. Thakkar Executive
Shideh Theunissen Director
James Walker Director
David Edward Wezdenko Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
J.P. Morgan Private Investments Inc. 270 Park Avenue, 5 Th Floor
New York, NY, 10017