Form D · Other Investment Fund

U.S. Large Cap 130/30 Fund, LLC

New York, NY · CIK 0001459646

Offering snapshot reported Oct 9, 2026 · SEC filing

Reported sold
$2.17B
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 14, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.08B$2.17BApr 28, 2016: $1,289,200,690.00Apr 28, 2016Nov 3, 2016: $1,349,500,690.00Oct 27, 2017: $1,388,475,690.00Oct 26, 2018: $1,388,475,690.00Oct 25, 2019: $1,388,475,690.00Oct 20, 2020: $1,388,475,690.00Oct 18, 2021: $1,388,479,690.00Oct 18, 2022: $1,388,475,690.00Oct 17, 2023: $1,388,475,690.00Oct 17, 2024: $1,638,825,690.00Oct 17, 2025: $2,095,850,690.00Oct 9, 2026: $2,169,700,690.00Oct 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,095,850,690 → $2,169,700,690
  • Reported investors46 → 49

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 9, 2026Amendment$2,169,700,690$73,850,000vs Oct 17, 202549SEC filing
Oct 17, 2025Amendment$2,095,850,690$457,025,000vs Oct 17, 202446SEC filing
Oct 17, 2024Amendment$1,638,825,690$250,350,000vs Oct 18, 202237SEC filing
Oct 17, 2023Amendment$1,388,475,690$0vs Oct 18, 202225SEC filing
Oct 18, 2022Amendment$1,388,475,690-$4,000vs Oct 18, 202125SEC filing
Oct 18, 2021Amendment$1,388,479,690$4,000vs Oct 20, 202025SEC filing
Oct 20, 2020Amendment$1,388,475,690No comparison25SEC filing
Oct 25, 2019Amendment$1,388,475,690No comparison25SEC filing
Oct 26, 2018Amendment$1,388,475,690No comparison25SEC filing
Oct 27, 2017Amendment$1,388,475,690No comparison25SEC filing
Nov 3, 2016Amendment$1,349,500,690No comparison22SEC filing
Apr 28, 2016Amendment$1,289,200,690No comparison21SEC filing
May 23, 2011Amendment$793,120,690$73,000,000vs May 21, 201018SEC filing
May 21, 2010Amendment$720,120,690$205,200,000vs May 21, 200918SEC filing
May 21, 2009Amendment$514,920,690No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128706

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Institutional Investments Inc.102920

Source: Form D, filed Oct 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

U.S. LARGE CAP 130/30 FUND, LLC

Investment adviser: J.P. MORGAN INVESTMENT MANAGEMENT INC.

Gross asset value
$1.55B
Beneficial owners
29
ADV minimum commitment
$5M

Reported in Form ADV on Aug 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States
Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No
Marketer J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD 102920 · SEC 8-52182

Filing source

Form ADV 2126828 · Aug 26, 2026 · Schedule D 7.B.(1), fund 805-4197473121

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Susan Bao Executive
Eileen Cohen Executive
Karen Coyle Executive
Deanna Derrick Director
Christine Fletcher Director
Jonathan Herrick Director
N/A J.P. Morgan Investment Management Inc. Promoter
Warren Keens Director
Steven Lee Executive
Ashley Rose Maisano Promoter
Ashley Rose Maisano Executive
Linburgh Martin Director
Robert Meschi Director
Roger Priaulx Director
Paul Quinsee Executive
Leon Rhule Director
Jonathan Sherman Executive
Jenna B. Silver Promoter
Lee Spelman Executive
Peter Stafford Director
Andrew Stern Executive
John Sutlic Director
Charles Wick Promoter
Timothy Woodhouse Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
270 Park Avenue
New York, NY, 10017