Form D · Other Investment Fund

J.P. Morgan Asia Ex-Japan Fund, LLC

New York, NY · CIK 0001501677

Offering snapshot reported Sep 20, 2012 · SEC filing

Reported sold: $75M
Investors reported: 2
Minimum accepted: $10M
First sale: Sep 20, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 20, 2012	Amendment	$75,010,000	$0vs Sep 20, 2011	2	SEC filing
Sep 20, 2011	Amendment	$75,010,000	No comparison	2	SEC filing
Sep 20, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-147941

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Institutional Investments Inc.	102920

Source: Form D, filed Sep 20, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

J.P. MORGAN ASIA EX-JAPAN FUND, LLC

Investment adviser: JF INTERNATIONAL MANAGEMENT INC.

Gross asset value: $81.4M
Beneficial owners: 2
ADV minimum commitment: $10M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN INVESTOR SERVICES CO. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN INSTITUTIONAL INVESTMENTS NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN INSTITUTIONAL INVESTMENTS
CRD 102920 · SEC 801-64031

Filing source

Form ADV 710597 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-3724859043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Warren Keens	Director
Piers A. Litherland	Executive
Linburgh Martin	Director
Edward L. Pulling	Executive
John Sutlic	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

270 Park Avenue
New York, NY, 10017