Form D · Other Investment Fund

Joseph Stone Special Opportunity Fund LLC Series 33Q

Mineola, NY · CIK 0001869344

Offering snapshot reported Dec 20, 2021 · SEC filing

Reported sold
$11.1M
Indefinite offering
Investors reported
98
Form D · investor count
Minimum accepted
$225
Reported outside-investor minimum
First sale
Jun 11, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.53M$11.1MJul 9, 2021: $3,128,950.00Jul 9, 2021Aug 13, 2021: $3,821,500.00Aug 13, 2021Nov 3, 2021: $4,263,500.00Nov 3, 2021Dec 20, 2021: $11,053,500.00Dec 20, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,263,500 → $11,053,500
  • Reported investors60 → 98
  • Minimum accepted$25,000 → $225

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 20, 2021Amendment$11,053,500$6,790,000vs Nov 3, 202198SEC filing
Nov 3, 2021Amendment$4,263,500$442,000vs Aug 13, 202160SEC filing
Aug 13, 2021Amendment$3,821,500$692,550vs Jul 9, 202150SEC filing
Jul 9, 2021Amendment$3,128,950No comparisonNot reportedSEC filing
Jun 30, 2021Initial$2,168,450No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$774K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-404733

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Joseph Stone Capital LLC159744
VCS VENTURE SECURITIES127921

Source: Form D, filed Dec 20, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Damian Maggio Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Old Country Road Suite 610
Mineola, NY, 11501