Form D · Other Investment Fund

Joseph Stone Special Opportunity Fund LLC Series 31Q

Mineola, NY · CIK 0001869119

Offering snapshot reported Nov 17, 2021 · SEC filing

Reported sold
$5.1M
Indefinite offering
Investors reported
84
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jun 15, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.55M$5.1MJul 30, 2021: $2,831,500.00Jul 30, 2021Oct 15, 2021: $3,490,841.00Oct 15, 2021Nov 17, 2021: $5,100,841.00Nov 17, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,490,841 → $5,100,841
  • Reported investors67 → 84

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2021Amendment$5,100,841$1,610,000vs Oct 15, 202184SEC filing
Oct 15, 2021Amendment$3,490,841$659,341vs Jul 30, 202167SEC filing
Jul 30, 2021Amendment$2,831,500No comparisonNot reportedSEC filing
Jun 30, 2021Initial$2,781,500No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$357K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-404729

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Joseph Stone Capital LLC159744
VCS VENTURE SECURITIES127921

Source: Form D, filed Nov 17, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Damian Maggio Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Old Country Road Suite 610
Mineola, NY, 11501