Form D · Other Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 31Q
Mineola, NY · CIK 0001869119
Offering snapshot reported Nov 17, 2021 · SEC filing
- Reported sold
- $5.1M Indefinite offering
- Investors reported
- 84 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 15, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,490,841 → $5,100,841
- Reported investors67 → 84
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 17, 2021 | Amendment | $5,100,841 | $1,610,000vs Oct 15, 2021 | 84 | SEC filing |
| Oct 15, 2021 | Amendment | $3,490,841 | $659,341vs Jul 30, 2021 | 67 | SEC filing |
| Jul 30, 2021 | Amendment | $2,831,500 | No comparison | Not reported | SEC filing |
| Jun 30, 2021 | Initial | $2,781,500 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $357K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-404729
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joseph Stone Capital LLC | 159744 | |
| VCS VENTURE SECURITIES | 127921 |
Source: Form D, filed Nov 17, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Damian Maggio | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Mineola, NY, 11501