Form D · Other Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 14Q
Garden City, NY · CIK 0001841009
Offering snapshot reported Nov 15, 2023 · SEC filing
- Reported sold
- $4.14M Indefinite offering
- Investors reported
- 68 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Mar 27, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,392,000 → $4,137,250
- Reported investors29 → 68
- Minimum accepted$25,000 → $10,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 15, 2023 | Amendment | $4,137,250 | $1,745,250vs Dec 10, 2021 | 68 | SEC filing |
| Dec 10, 2021 | Initial | $2,392,000 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $288K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-424537
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joseph Stone Capital LLC | 159744 | |
| VCS VENTURE SECURITIES | 127921 |
Source: Form D, filed Nov 15, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Damian Maggio | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Garden City, NY, 11530