Form D · Other Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 10Q
Mineola, NY · CIK 0001773978
Offering snapshot reported Dec 3, 2021 · SEC filing
- Reported sold
- $666K Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Dec 5, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 3, 2021 | Initial | $666,000 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $46.6K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-423607
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joseph Stone Capital LLC | 159744 |
Source: Form D, filed Dec 3, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Damian Maggio | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
200 Old Country Rd Suite 610
Mineola, NY, 11501
Mineola, NY, 11501