Form D · Commercial Banking
Johnson Financial Group, Inc.
Racine, WI · CIK 0001477024
Offering snapshot reported Nov 18, 2009 · SEC filing
- Reported sold
- $272K Offering amount: $4.03M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $10.1K Reported outside-investor minimum
- First sale
- Nov 9, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2009 | Initial | $271,755 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-136229
Source: Form D, filed Nov 18, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis R. Axelson | Executive |
| Richard A. Hansen | Director, Executive |
| Jane M. Hutterly | Director |
| S. Curtis Johnson | Director |
| Helen P. Johnson Leipold | Director |
| Christian A. Lie | Executive |
| John Jeffry Louis Iii | Director |
| Winifred Marquart | Director |
| W. Lee Mc Collum | Director |
| Richard D. Pauls | Director |
| Alan J. Ruud | Director |
| John M. Schroeder | Director |
| Sandra J. Spielmann | Executive |
| Cheryl Thomas | Executive |
| Russell C. Weyers | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
555 Main Street
Racine, WI, 53403
Racine, WI, 53403