Form D · Other Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account P
Boston, MA · CIK 0001452178
Offering snapshot reported Oct 11, 2022 · SEC filing
- Reported sold
- $664M Indefinite offering
- Investors reported
- 252 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 8, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 11, 2022 | Amendment | $663,737,176 | $0vs Dec 22, 2020 | 252 | SEC filing |
| Dec 22, 2020 | Amendment | $663,737,176 | $0vs Dec 20, 2019 | 252 | SEC filing |
| Dec 20, 2019 | Amendment | $663,737,176 | $0vs Dec 19, 2018 | 252 | SEC filing |
| Dec 19, 2018 | Amendment | $663,737,176 | $3,250,459vs Dec 20, 2017 | 252 | SEC filing |
| Dec 20, 2017 | Amendment | $660,486,717 | $0vs Dec 19, 2016 | 250 | SEC filing |
| Dec 19, 2016 | Amendment | $660,486,717 | $5,316,142vs Dec 15, 2014 | 250 | SEC filing |
| Dec 19, 2016 | Amendment | $660,486,717 | $5,316,142vs Dec 15, 2014 | 250 | SEC filing |
| Dec 11, 2015 | Amendment | $658,273,724 | $3,103,149vs Dec 15, 2014 | 248 | SEC filing |
| Dec 15, 2014 | Amendment | $655,170,575 | $0vs Aug 13, 2014 | 246 | SEC filing |
| Aug 13, 2014 | Amendment | $655,170,575 | $1,863,356vs Dec 13, 2013 | 246 | SEC filing |
| Dec 13, 2013 | Amendment | $653,307,219 | $16,084,311vs May 16, 2013 | 250 | SEC filing |
| May 16, 2013 | Amendment | $637,222,908 | $22,000,000vs Dec 20, 2012 | 238 | SEC filing |
| Dec 20, 2012 | Amendment | $615,222,908 | $25,759,886vs Nov 15, 2012 | 227 | SEC filing |
| Nov 15, 2012 | Amendment | $589,463,022 | $114,507,791vs Jul 9, 2012 | 200 | SEC filing |
| Jul 9, 2012 | Amendment | $474,955,231 | $127,431,637vs Mar 21, 2012 | 155 | SEC filing |
| Mar 21, 2012 | Amendment | $347,523,594 | $93,792,897vs Dec 2, 2011 | 96 | SEC filing |
| Dec 2, 2011 | Amendment | $253,730,697 | $24,113,676vs Nov 15, 2011 | 47 | SEC filing |
| Nov 15, 2011 | Amendment | $229,617,021 | $16,493,333vs Jul 28, 2011 | 39 | SEC filing |
| Jul 28, 2011 | Amendment | $213,123,688 | $13,950,753vs Apr 11, 2011 | 40 | SEC filing |
| Apr 11, 2011 | Amendment | $199,172,935 | $24,630,452vs Dec 14, 2010 | 33 | SEC filing |
| Dec 14, 2010 | Amendment | $174,542,483 | $50,000,000vs Oct 26, 2010 | 31 | SEC filing |
| Oct 26, 2010 | Amendment | $124,542,483 | $6,149,820vs Jul 22, 2010 | 33 | SEC filing |
| Jul 22, 2010 | Amendment | $118,392,663 | $6,912,233vs Apr 6, 2010 | 27 | SEC filing |
| Apr 6, 2010 | Amendment | $111,480,430 | $12,764,085vs Dec 1, 2009 | 24 | SEC filing |
| Dec 1, 2009 | Amendment | $98,716,345 | $30,716,345vs Jun 2, 2009 | 19 | SEC filing |
| Jun 2, 2009 | Amendment | $68,000,000 | No comparison | Not reported | SEC filing |
| Jan 6, 2009 | Amendment | $27,357,728 | No comparison | Not reported | SEC filing |
| Dec 19, 2008 | Initial | $4,422,879 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06c, 3C.7, 3C
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $40M
- Finders' fees
- $0
- Form D file number
- 021-125335
Interests in the Separate Account issued pursuant to Variable Life Insurance Policies.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John Ramsey | 2027520 | Signator Investors · CRD 468 |
| Donald Friedman | 1023219 | M Holdings Securities, Inc. · CRD 43285 |
| David Gagnon | 1734379 | M Holdings Securities, Inc. · CRD 43285 |
| Michael Corrigan | 865125 | ProEquities, Inc. · CRD 15708 |
| Daniel Wagner | 2653222 | ProEquities, Inc. · CRD 15708 |
| William Granville | 2625844 | Northwestern Mutual Investment Services, LLC · CRD 2881 |
| William Borchert | 1057817 | Northwestern Mutual Investment Services, LLC · CRD 2881 |
| James Cheney | 45355 | M Holdings Securities, Inc. · CRD 43285 |
| Todd Mezrah | 2313891 | M Holdings Securities, Inc. · CRD 43285 |
| William Solfisburg | 870776 | NFP Securities, Inc. · CRD 42046 |
| Stephen Kaufman | 1022273 | Clark Securities, Inc. · CRD 43803 |
| Richard Melnick | 4399110 | Clark Securities, Inc. · CRD 43803 |
| Carlos Huerta | 3042039 | Clark Securities, Inc. · CRD 43803 |
| Jeffrey Davis | 2187246 | M Holdings Securities, Inc. · CRD 43285 |
| James Wagner | 1443094 | Capital Analysts, Incorporated · CRD 5478 |
| Gus Comiskey | 1019082 | Clark Securities, Inc. · CRD 43803 |
| Daryl Brockman | 1960335 | Signator Investors · CRD 468 |
| Raymond Layman | 4131553 | First Legacy Securities, LLC · CRD 47079 |
| Kevin Conley | 1434976 | Signator Investors · CRD 468 |
| Glenn Blackwood | 1354238 | Clark Securities, Inc. · CRD 43803 |
| Jason Prather | 4669803 | NFP Securities, Inc. · CRD 42046 |
| Robert Leeper | 1635925 | NFP Securities, Inc. · CRD 42046 |
| Stephen Whipple | 1305851 | NFP Securities, Inc. · CRD 42046 |
| David Larson | 4501375 | Signator Investors · CRD 468 |
| Thomas Lynch | 1023219 | M Holdings Securities, Inc. · CRD 43285 |
| Bobby Whitfield Jr | 3496 | M Holdings Securities, Inc. · CRD 43285 |
| Wayne Cravens | 1678891 | FSC Securities Corporation · CRD 7461 |
| Jose Garza | 3172270 | Clark Securities, Inc. · CRD 43803 |
| Jeremy Knobel | 4315867 | Clark Securities, Inc. · CRD 43803 |
| Michael Layne | 1937024 | Signator Investors, Inc. · CRD 468 |
| James R. Cole | 2941597 | BOSC, INC. · CRD 17530 |
| Judson Gray Teekell | 841689 | M Holdings Securities, Inc. · CRD 43285 |
| David Byers | 2653460 | FNBB Capital Markets, LLC · CRD 132091 |
| Joseph Crea | 2110561 | M Holdings Securities, Inc. · CRD 43285 |
| David Emery | 1984877 | NFP Securities, Inc. · CRD 42046 |
| Wesley Caudell | 132091 | M Holdings Securities, Inc. · CRD 43285 |
| Stephen Coale | 1292536 | Amherst Securities Group, L.P. · CRD 31141 |
| Steven Goldberg | 2890212 | J. ALDEN ASSOCIATES, INC. · CRD 40002 |
| Bennett Meyer | 1495939 | J. ALDEN ASSOCIATES, INC. · CRD 40002 |
| John Ellis | 1089311 | CUNA BROKERAGE · CRD 13941 |
| Richard Boothby | 1497536 | NFP SECURITIES, INC. · CRD 42046 |
| Richard Brock | 1209197 | NFP SECURITIES, INC. · CRD 42046 |
| David Soczek | 2316655 | PROEQUITIES, INC. · CRD 15708 |
| Robert J. Kozloski II | 3060557 | M Holdings Securities, Inc. · CRD 43285 |
| Mero Capo | 2361898 | NFP SECURITIES, INC. · CRD 42046 |
| Michael Nolan | 1157483 | LINCOLN FINANCIAL ADVISORS CORPORATION · CRD 3978 |
| Jay Petty | 2895602 | CUNA BROKERAGE SERVICES, INC. · CRD 13941 |
| Robert M Rushing | 1331167 | THE LEADERS GROUP, INC. · CRD 37157 |
| Matthew Henebry | 2711438 | CLARK SECURITIES, INC. · CRD 43803 |
| John Sproule | 2396821 | CUNA BROKERAGE SERVICES, INC. · CRD 13941 |
| Mark Duder | 2630357 | SECURITIES AMERICA, INC. · CRD 10205 |
| John Pesh | 4241880 | PROEQUITIES, INC. · CRD 15708 |
| Albert Schiff | 413287 | NYLIFE SECURITIES LLC · CRD 5167 |
| Louis Moore | 2465135 | INDEPENDENCE CAPITAL CO., INC. · CRD 24723 |
| Andy Roller | 4440500 | CFD INVESTMENTS, INC. · CRD 25427 |
| Todd Andritsch | 4587201 | PROEQUITIES, INC. · CRD 15708 |
| Steven Cochlan | 1073586 | LPL FINANCIAL LLC · CRD 6413 |
| Alan Meltzer | 1092083 | MML INVESTORS SERVICES, LLC · CRD 10409 |
| Matthew E Schiff | 2081669 | VALMARK SECURITIES, INC. · CRD 31243 |
| Michael Bremer | 1728513 | CUNA BROKERAGE SERVICES, INC. · CRD 13941 |
| Lynn Butkus | 1776381 | M Holdings Securities, Inc. · CRD 43285 |
| Ronald Paulseen | 358288 | NYLIFE SECURITIES LLC · CRD 5167 |
| Aeramy Paulseen | 4317087 | NYLIFE SECURITIES LLC · CRD 5167 |
| Karl Marzocchi | 322028 | CUNA BROKERAGE SERVICES, INC. · CRD 13941 |
| Everett Noack | 1491187 | BOSC, INC · CRD 17530 |
| William Chatfield | 1053051 | J.Alden Associates, Inc. · CRD 40002 |
| Brian Sheldon | 4709079 | J. Alden Associates, Inc. · CRD 40002 |
| Bryant Kirk | 1049653 | Clark Securities, Inc. · CRD 43803 |
| J. Dave Hunter | 253478 | M Holdings Securities, Inc. · CRD 43285 |
| Gerald Middel | 333791 | M Holdings Securities, Inc. · CRD 43285 |
| Cameron McElhany | 5640818 | NYLIFE Securities LLC · CRD 5167 |
| Arnold Winick | 5246949 | J.Alden Associates, Inc. · CRD 40002 |
| Joseph Kelly | 1542651 | Cambridge Investment Research, Inc. · CRD 39543 |
| Charles Provow | 709844 | M Holdings Securities, Inc. · CRD 43285 |
| Richard Deutsch | 1190666 | HBW Securities LLC · CRD 136959 |
| Donald Curristan | 3049436 | M Holdings Securities, Inc. · CRD 43285 |
| John Moreno | 3132915 | CUNA Brokerage Services, Inc. · CRD 13941 |
| Lon P. Haines | 4839815 | Independence Capital Co., Inc. · CRD 24723 |
| Andrew Roquet | 5480983 | CUNA Brokerage Services, Inc. · CRD 13941 |
| Ronald Krizek | 807430 | M Holdings Securities, Inc. · CRD 43285 |
| Scott Krizek | 2435201 | M Holdings Securities, Inc. · CRD 43285 |
| Bruce Bauer | 1210726 | CUNA Brokerage Services, Inc. · CRD 13941 |
| Michael Downey | 2944180 | CUNA Brokerage Services, Inc. · CRD 13941 |
| Richard J Brock | 1209197 | NFP SECURITIES, INC. · CRD 42046 |
| George Diamantis | 1311320 | LPL FINANCIAL LLC · CRD 6413 |
| Mark Wilson | 2049281 | CUNA BROKERAGE SERVICES, INC. · CRD 13941 |
| Louis C. Ciliberti | 2074634 | AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. · CRD 18487 |
| Mark W. Boomgaarden | 3121019 | M Holdings Securities, Inc. · CRD 43285 |
| Douglas P. Dreyer | 4007479 | NORTWESTERN MUTUAL INVESTMENT SERVICES, LLC · CRD 2881 |
| Robert Scott Richardson | 2167420 | Lion Street Financial, LLC · CRD 165828 |
| PAUL E. EVANS | 713063 | SECURITIES AMERICA, INC. · CRD 10205 |
| DAVID A. SOCZEK | 2316655 | PROEQUITIES, INC. · CRD 15708 |
| Shirley Ann Huang McMillan | 2027520 | M Holdings Securities, Inc. · CRD 43285 |
| Richard J. Brock | 1209197 | Kestra Investment Services, LLC · CRD 42046 |
| Danielle R. Scodellaro | 6131256 | CUNA Brokerage Services · CRD 13941 |
Source: Form D, filed Oct 11, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John John Hancock Life Insurance Company (U.S.A.) | Promoter |
| John Hancock Life Insurance Company (U.S.A.) | Promoter |
| N/A John Hancock Life Insurance Company (U.S.A.) | Promoter |
| John John Hancock Life Insurance Company (U.S.A.) | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02116