Form D · Other Investment Fund
John Hancock Collateral Investment Trust
Boston, MA · CIK 0001465214
Offering snapshot reported Jun 30, 2014 · SEC filing
- Reported sold
- $170B Indefinite offering
- Investors reported
- 89 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 29, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$142,464,118,273 → $169,509,968,710
- Reported investors114 → 89
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 30, 2014 | Amendment | $169,509,968,710 | $27,045,850,437vs Jun 20, 2013 | 89 | SEC filing |
| Jun 20, 2013 | Amendment | $142,464,118,273 | $69,043,638,700vs Jul 5, 2011 | 114 | SEC filing |
| Jul 3, 2012 | Amendment | $109,820,626,872 | $36,400,147,299vs Jul 5, 2011 | 109 | SEC filing |
| Jul 5, 2011 | Amendment | $73,420,479,573 | $71,347,043,679vs Jun 3, 2009 | 128 | SEC filing |
| Jun 18, 2010 | Amendment | $32,156,858,928 | $30,083,423,034vs Jun 3, 2009 | 125 | SEC filing |
| Jun 3, 2009 | Initial | $2,073,435,894 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-131704
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | John Hancock Funds, LLC · CRD 28262 |
Source: Form D, filed Jun 30, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Callan | Executive |
| William E. Corson | Executive |
| Barry H. Evans | Executive |
| Carolyn M. Flanagan | Executive |
| John A. Frabotta | Executive |
| Ismail Gunes | Executive |
| Frank V. Knox | Executive |
| Diane R. Landers | Executive |
| Michael J. Leary | Executive |
| Harlan D. Platt | Executive |
| Charles A. Rizzo | Executive |
| Frank M. Saeli | Executive |
| Sal Schiavone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02116