Form D · Insurance

JEFFERSON NATIONAL FINANCIAL CORP

Louisville, KY · CIK 0001422814

Offering snapshot reported Dec 30, 2010 · SEC filing

Reported sold: $6M
Investors reported: 2
Minimum accepted: $0
First sale: Dec 30, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,000,000 → $6,000,000
Reported investors1 → 2

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 30, 2010	Amendment	$6,000,000	$1,000,000vs Dec 31, 2009	2	SEC filing
Dec 31, 2009	Initial	$5,000,000	No comparison	1	SEC filing
Dec 30, 2009	Initial	$0	No comparison	0	SEC filing
Dec 28, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Option to acquire, Security to be acquired
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-112712

Source: Form D, filed Dec 30, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mitch Caplan	Director, Executive
Michael Girouard	Executive
Laurence Greenberg	Director, Executive
Craig Hawley	Executive
Robert Jefferson	Director
Dean Kehler	Director
David Lau	Executive
David Smilow	Director, Executive
Tracey Smilow	Director

Issuer details

Industry: Insurance (See others in industry)

Address:

9920 Corporate Campus Drive Suite 1000
Louisville, KY, 40223