Form D · Insurance

Sundance Strategies, Inc.

Provo, UT · CIK 0001171838

Offering snapshot reported Dec 23, 2013 · SEC filing

Reported sold: $15.1M
Investors reported: 20
Minimum accepted: $1
First sale: May 31, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$7,320,000 → $15,092,500
Reported investors5 → 20

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 23, 2013	Amendment	$15,092,500	$7,772,500vs Jun 13, 2013	20	SEC filing
Jun 13, 2013	Initial	$7,320,000	No comparison	5	SEC filing
Apr 10, 2013	Initial	$0	No comparison	27	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $990K
Form D file number: 021-197999

Introduction fees of 8% paid on 12 subscriptions limited solely to introduction services only; and 4% warrant coverage (an aggregate of 70,000 two year warrants to purchase 70,000 shares of our common stock at $5.00 per share were issued).

Source: Form D, filed Dec 23, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Glenn Dickman	Director, Executive
Ty Mattingly	Director
Randall F. Pearson	Director, Executive

Issuer details

Industry: Insurance (See others in industry)

Address:

4626 North 300 West, Suite 365
Provo, UT, 84604