Form D · Other Investment Fund

JANUS INSTITUTIONAL OPPORTUNISTIC ALPHA FUND LLC

Denver, CO · CIK 0001452087

Offering snapshot reported Jan 8, 2016 · SEC filing

Reported sold
$59M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Nov 24, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.5M$59MJan 8, 2015: $59,014,844.00Jan 8, 2015Jan 8, 2016: $59,014,844.00Jan 8, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2016Amendment$59,014,844$0vs Jan 8, 20152SEC filing
Jan 8, 2015Initial$59,014,844No comparison2SEC filing
Jan 2, 2015Initial$57,452,928No comparison2SEC filing
Jan 6, 2014Amendment$49,652,942$14,541,186vs Jan 4, 20132SEC filing
Jan 4, 2013Amendment$35,111,756$4,511,693vs Jan 4, 20122SEC filing
Jan 4, 2012Amendment$30,600,063-$11,083,815vs Aug 15, 20112SEC filing
Aug 15, 2011Amendment$41,683,878$1,613,712vs Oct 28, 20102SEC filing
Oct 28, 2010Amendment$40,070,166$9,911,864vs Mar 26, 20102SEC filing
Mar 26, 2010Amendment$30,158,302$0vs Mar 26, 20102SEC filing
Mar 26, 2010Amendment$30,158,302$2,205,827vs Dec 11, 20092SEC filing
Dec 11, 2009Amendment$27,952,475No comparison2SEC filing
Dec 8, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-231712

Source: Form D, filed Jan 8, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JANUS INSTITUTIONAL OPPORTUNISTIC ALPHA FUND LLC

Investment adviser: JANUS HENDERSON INVESTORS US LLC

Gross asset value
$52M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Jul 15, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1029742 · Jul 15, 2016 · Schedule D 7.B.(1), fund 805-8142789747

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Batejan Executive
Todd Bitzer Executive
Daniel P. Charles Executive
Gregory P. Frost Executive
Heidi Hardin Executive
Nancy Holden Executive
Brennan Hughes Executive
Doug Laird Executive
Frank Lao Executive
Kristin Mariani Executive
Jesper Nergaard Executive
Susan Oh Executive
Carolyn Pattun Piskun Executive
Michelle Rosenberg Executive
Justin Wright Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
151 Detroit Street
Denver, CO, 80206-4928