Form D · Other Investment Fund

Janus Absolute Return Income Fund LLC

Denver, CO · CIK 0001681913

Offering snapshot reported Jan 9, 2017 · SEC filing

Reported sold: $10.1M
Investors reported: 2
Minimum accepted: $5M
First sale: Jul 25, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 9, 2017	Amendment	$10,110,000	$0vs Aug 29, 2016	2	SEC filing
Aug 29, 2016	Amendment	$10,110,000	$0vs Aug 10, 2016	2	SEC filing
Aug 10, 2016	Initial	$10,110,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-268606

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None

Source: Form D, filed Jan 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JANUS HENDERSON ABSOLUTE RETURN INCOME FUND LLC

Investment adviser: JANUS HENDERSON INVESTORS US LLC

Gross asset value: $148M
Beneficial owners: 7
ADV minimum commitment: $5M

Reported in Form ADV on Dec 2, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer JANUS HENDERSON DISTRIBUTORS DENVER, Colorado, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JANUS HENDERSON DISTRIBUTORS
CRD 28832 · SEC 8-43810

Filing source

Form ADV 1353791 · Dec 2, 2019 · Schedule D 7.B.(1), fund 805-3484823549

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brennan Hughes	Executive
Kristin Mariani	Executive
Jesper Nergaard	Executive
Susan Oh	Executive
Michelle Rosenberg	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

151 Detroit Street
Denver, CO, 80206