Form D · Hedge Fund

INVICTA OFFSHORE FUND, LTD.

George Town, Grand Cayman, E9 · CIK 0001507072

Offering snapshot reported Apr 20, 2015 · SEC filing

Reported sold
$186M
Indefinite offering
Investors reported
60
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$93.1M$186MJan 13, 2011: $15,110,000.00Jan 13, 2011Jan 30, 2013: $154,330,000.00Jan 30, 2013Mar 21, 2014: $181,755,000.00Mar 21, 2014Apr 20, 2015: $186,205,000.00Apr 20, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$181,755,000 → $186,205,000
  • Reported investors59 → 60

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2015Amendment$186,205,000$4,450,000vs Mar 21, 201460SEC filing
Mar 21, 2014Amendment$181,755,000$27,425,000vs Jan 30, 201359SEC filing
Jan 30, 2013Amendment$154,330,000$139,220,000vs Jan 13, 201157SEC filing
Jan 13, 2011Initial$15,110,000No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153596

Source: Form D, filed Apr 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INVICTA OFFSHORE FUND, LTD

Investment adviser: INVICTA CAPITAL MANAGEMENT, LLC

Gross asset value
$96M
Beneficial owners
100
ADV minimum commitment
$1M

Reported in Form ADV on Feb 19, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian JEFFERIES & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES & COMPANY, INC.
SEC 8-15074

J.P. MORGAN CLEARING CORP.
SEC 8-43724

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 697464 · Feb 19, 2013 · Schedule D 7.B.(1), fund 805-7875035089

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Daniel Capozzo Executive, Promoter
Kevin R. Greene Director, Promoter
Ronan Guilfoyle Director
James S. Vitalie Promoter
Gregory A Weaver Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort St., Po Box 1350
George Town, Grand Cayman, E9, KY1 1108