Form D · Hedge Fund

James Alpha Disciplined Growth Fund, L.P.

New York, NY · CIK 0001592257

Offering snapshot reported May 16, 2014 · SEC filing

Reported sold
$4M
Offering amount: $100M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 16, 2014Initial$4,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-217494
The Issuer has not set a maximum total offering amount for this offering but for purposes of this Form D has used $1,000,000.

Source: Form D, filed May 16, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JAMES ALPHA DISCIPLINED GROWTH FUND, LP

Investment adviser: JAMES ALPHA MANAGEMENT, LLC

Gross asset value
$20.9M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ORANGEFIELD COLUMBUS AVENUE CONSULTING, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG MONTVALE, New Jersey, United States
Custodian BANK OF AMERICA NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 990120 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-3334922932

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin R. Greene Promoter
Michael J. Montague Executive, Promoter
James S. Vitale Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
515 Madison Avenue 24 Th Floor
New York, NY, 10022