Form D · Restaurants
JAMBA, INC.
Emeryville, CA · CIK 0001316898
Offering snapshot reported Jun 22, 2009 · SEC filing
- Reported sold
- $35.9M Offering amount: $35.9M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 16, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 22, 2009 | Initial | $35,875,021 | No comparison | 5 | SEC filing |
| Sep 19, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $1.76M
- Form D file number
- 021-98051
$19,550,000 in Series B-1 Convertible Preferred Stock, $15,450,020 in Series B-2 Convertible Preferred Stock and a Warrant to purchase $875,001 in Common Stock
North Point Advisors LLC also received a Warrant to purchase 760,870 shares of the Issuer's Common Stock at an exercise price of $1.15 per share
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NORTH POINT ADVISORS LLC | 133300 |
Source: Form D, filed Jun 22, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven R. Berrard | Director |
| Beth L. Bronner | Director |
| Thomas C. Byrne | Director |
| Thibault De Chatellus | Executive |
| Richard L. Federico | Director |
| Michael W. Fox | Executive |
| Andrew R. Heyer | Director |
| Lesley H. Howe | Director |
| Robert C. Kagle | Director |
| Karen L. Luey | Executive |
| Ramon Martin Busutil | Director |
| Gregory A. Schwartz | Executive |
| Michael Serruya | Director |
| Brian Swette | Director |
| James D. White | Director, Executive |
Issuer details
Industry: Restaurants (See others in industry)
Address:
6475 Christie Avenue, Suite 150
Emeryville, CA, 94608
Emeryville, CA, 94608