Form D · Private Equity Fund

JAM SPECIAL OPPORTUNITIES FUND III, L.P.

New York, NY · CIK 0001574559

Offering snapshot reported May 6, 2013 · SEC filing

Reported sold: $90.6M
Investors reported: 36
Minimum accepted: $0
First sale: Apr 5, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$55,575,000 → $90,575,000
Reported investors31 → 36

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 6, 2013	Amendment	$90,575,000	$35,000,000vs Apr 17, 2013	36	SEC filing
Apr 17, 2013	Initial	$55,575,000	No comparison	31	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-195166

Source: Form D, filed May 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

JAM SPECIAL OPPORTUNITIES FUND III, L.P.

Investment adviser: JACOBS ASSET MANAGEMENT, LLC

Gross asset value: $25.2M
Beneficial owners: 58
ADV minimum commitment: $250K

Reported in Form ADV on Mar 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No

Marketer TRADEPRO SECURITIES,INC. LAWRENCEVILLE, Georgia, United States Related to adviser: No

Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

TRADEPRO SECURITIES,INC.
CRD 103781 · SEC 8-52282

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

Filing source

Form ADV 1725197 · Mar 29, 2023 · Schedule D 7.B.(1), fund 805-3287545766

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
JAM Special Opportunities Fund, L.P.	Mar 20, 2009	Yet to sell	Not reported
JAM SPECIAL OPPORTUNITIES FUND III, L.P. (this fund)	May 6, 2013	$90,575,000	36

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Seymour Jacobs	Executive
William Roy	Executive
Michael Sekits	Executive
Ryan Zacharia	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11 East 26 Th Street Suite 1900
New York, NY, 10010